The FCA is increasingly emphasising Risk Frameworks as part of its expectations of firms’ governance, systems and controls. Under proposed rules, the FCA can request any firm to submit its risk-based assessment of adequate financial resources for review.
On the 21st of November 2019, Complyport held the second of its Risk Adequacy presentations. Richard Revill (Complyport) and Gerard Joyce (CalQRisk) looked at the practicalities of assembling and maintaining a risk management framework, both for the purposes of ICAAP and for the wider purposes of establishing a framework within the day-to-day governance of a firm.
Complyport is happy to announce that we have now uploaded the discussion for everyone to listen to and learn from. You can find the recording of the discussion below.
